• Our Areas of Practice

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Professional Discipline

& Non-Academic Misconduct Investigations

The Allegation

Professionals in various fields, including health, education, engineering, and law, are responsible to their various commissions, colleges or societies to abide by standards of conduct that are set out by regulation. When allegations are brought forward that a member has violated a rule of conduct, the professional may face an investigation and enforcement action brought by the organization of which they are a member. In British Columbia, there is statutory authority for various organizations to be self-regulating, with respect to the rules and regulations of membership. Such organizations include:

  • College of Physicians and Surgeons of British Columbia,
  • College of Pharmacists of British Columbia,
  • College of Psychologists of British Columbia;
  • College of Registered Massage Therapists of British Columbia,
  • Law Society of British Columbia;
  • British Columbia Securities Commission,
  • BC Teacher’s Council

Post-secondary institutions – universities, colleges and technical schools – also have the power to self-regulate the behavior of students and staff under academic and non-academic misconduct policies. For example, under the University of British Columbia’s Sexual Assault and Other Sexual Misconduct Policy, a complaint can be brought against a student or faculty member which can result in termination of employment or expulsion from academic studies.

The Investigation

Professional bodies and post-secondary institutions may investigate complaints alone, or in parallel with police investigators. The rules imposed by the professional body are civil in nature and are markedly different from the laws provided under the Criminal Code and the Charter of Rights and Freedoms. For example, in a criminal investigation, a suspect has the right to remain silent. This is not the case in a professional or student misconduct allegation. To the contrary, a subject of a misconduct complaint has the obligation to cooperate in the investigation at the risk of maintaining their professional credentials or right to continue their studies.

Because on one hand there is an obligation to cooperate and on the other there is the right to remain silent, a person facing a professional misconduct allegation must exercise caution so as to not give up the right against self-incrimination in the criminal law context.

Recent Successes

R. v. N.H.M. – Vancouver Provincial Court

Charges: Assault by choking; break and enter; theft under $5000 and breach of bail x2 (reduced to peace bond).
Issue: Whether there was a substantial likelihood of a conviction and whether it was in the public interest to continue prosecuting the criminal charges.
Result: Mr. Gauthier was able to persuade Crown counsel to enter stays. of proceedings on all criminal charges upon our client agreeing to a peace bond. No jail. No criminal record.

R. v. L.V.K. – Vancouver Provincial Court

Charges: Assault (domestic).
Issue: Whether there was a public interest in continuing with the prosecution.
Result: Mr. Mines first made successful application to vary the "no contact" bail condition which allowed our client to return to the family home. Ultimately, Mr. Mines was able to persuade Crown counsel to enter a stay of proceedings, bringing the matter to an end. No criminal record.

R. v. K.M. – Vancouver Provincial Court

Charges: Sexual assault; assault by choking; uttering threats (all reduced to peace bond).
Issue: Given information Mr. Johnston provided to Crown counsel about our client's rehabilitative efforts and the strength of the Crown's case, whether there was sufficient public interest in continuing the prosecution.
Result: Mr. Johnston was first able to persuade Crown to seek a peace bond rather than proceeding on the criminal charges. He was ultimately able to persuade Crown to withdraw the peace bond application. Stay of Proceedings on all charges. No jail. No criminal record. No peace bond.

R. v. C.B. – Surrey Provincial Court

Charge: Assault (domestic).
Issue: Given the material Mr. Mines was able to provide to Crown counsel. whether it was in the public interest to proceed with the criminal prosecution.
Result: Our client pleaded not guilty to the criminal aasault charge and, after hearing Mr. Mines' submission on our client's behalf, the Court placed our client on a Peace Bond for a period of 12 months. No criminal record.

R. v. M.F. – Surrey Provincial Court

Charge: Health insurance fraud investigation.
Issue: Given our client's civil settlement of the alleged false insurance claims. whether there was any public interest in proceeding with criminal charges.
Result: Mr. Gauthier was able to negotiate an appropriate civil settlement and repayment to the employer. No criminal prosecution.

R. v. V.H. – Port Coquitlam Provincial Court

Charges: Assault (domestic).
Issue: Whether or not it was contrary to the public interest for our client to be sentenced to a conditional discharge.
Result: Mr. Mines was able to steer our client through a course of rehabilitation. The Court granted our client the discharge and placed her on probation. No record of conviction.

R. v. J.M. – Abbotsford Provincial Court

Charge: Health insurance fraud investigation.
Issue: Given our client's civil settlement of the alleged false insurance claims. whether there was any public interest in proceeding with criminal charges.
Result: Mr. Mines was able to negotiate an appropriate civil settlement and repayment to the employer. No criminal prosecution.

R. v. K.D. – Vancouver Provincial Court

Charge: Mischief Under $5000 (reduced to Peace Bond).
Issue: Given our client's background and rehabilitative efforts, whether it was in the oublic interest to proceed with a criminal prosecution.
Result: Mr. Mines was able to persude the criminal charge upon our client entering into a 12 month peace bond. No criminal record.

R. v. N.S. – Vancouver Provincial Court

Charge: Theft under $5000 (shoplifting).
Issue: Given our client's background and remorse, whether it was in the public interest to proceed with a criminal prosecution.
Result: Mr. mines was able to persuade Crown counsel to admit our client into the Alternative Measures program. Upon completion, Crown counsel entered a stay of proceedings, bringing the matter to an end. No criminal conviction.

R. v. N.S. – Vancouver Provincial Court

Charges: Theft Under $5,000 (shoplifting).
Issue: Given our client's background, was it in the public interest to proceed with the criminal prosecution.
Result: Mr. Mines was able to persuade Crown counsel to allow our client into the Alternative Measures Program and, upon our client's completion of the program, Crown enteres a stay of proceedings. No criminal record.

R. v. C.G. – Vancouver Provincial Court

Charges: Fraud (in the range of $50,000).
Issue: Based on information Mr. Gauthier was able to provide to the civil investigators about our client's personal circumstances, whether it was in the public interest to proceed with a criminal prosecution.
Result: Mr. Gauthier was able to settle the matter civilly on our client's behalf. No charges were recommended. No criminal record.

R. v. B.X. – Surrey Provincial Court

Charges: Assault; Sexual Assault.
Issue: Whether the complainant was a credible and reliable witness.
Result:  Upon hearing Mr. Mines' submissions on our client's behalf at the conclusion of the trial, the Court found our client not guilty on both counts. Acquittal. No criminal record.

The Defence

Our over 30 years’ experience as defence counsel provides us with the skill and judgement necessary to guide clients through a professional misconduct complaint, whether alone or in conjunction with a criminal investigation. From the complaint, through the investigation, to the hearing, we can provide strategies and advice that will protect your rights and that is aimed at obtaining the best possible solution. Our goal is to help keep our clients working or studying in their chosen field.

Start with a free consultation.

If you are being investigated by police or if you’ve been charged with a criminal or driving offence, don’t face the problem alone. Being accused of an offence is stressful. The prospects of a criminal record or jail sentence can be daunting. Even if you think there is no defence, we may be able to help. To schedule a free initial consultation with one of our Vancouver lawyers, contact us now.